实验动物与比较医学 ›› 2026, Vol. 46 ›› Issue (4): 541-552.DOI: 10.12300/j.issn.1674-5817.2025.131
何苗1, 张旭兴2, 吴刚1,2,3, 周毅1, 饶豪2, 胡翔宇3(
)
收稿日期:2025-08-05
修回日期:2025-12-03
出版日期:2026-08-25
发布日期:2026-08-22
通讯作者:
胡翔宇(1990—),男,硕士,主治医师,主要从事中医药防治运动损伤研究。E-mail: 568506769@qq.com。ORCID: 0009-0002-7410-0058
作者简介:何苗(1994—),女,硕士研究生,主要从事慢性疾病康复研究。E-mail: 1204061936@qq.com基金资助:
HE Miao1, ZHANG Xuxing2, WU Gang1,2,3, ZHOU Yi1, RAO Hao2, HU Xiangyu3(
)
Received:2025-08-05
Revised:2025-12-03
Published:2026-08-25
Online:2026-08-22
Correspondence to:
HU Xiangyu (ORCID: 0009-0002-7410-0058), E-mail: 568506769@qq.com摘要:
腰椎管狭窄症(lumbar spinal stenosis,LSS)作为老年人群中常见的致残性疾病,其临床评估既依赖影像学及神经功能学等指标,也涉及中医辨证体系。为分析现有LSS动物模型与中西医临床病证特点的吻合度,明确动物模型的优缺点与探索临床应用潜力,本研究以“腰椎管狭窄”“模型”“指南”“共识”“规范”“lumbar spinal stenosis”“model”“guideline”“consensus”“norm”等为检索词进行组合,检索中国知网、万方数据、PubMed、Web of Science等中英文数据库。检索时间范围为自建库起至2025年6月底。经筛选,共纳入21篇文献,其中动物实验研究类15篇,指南、共识、规范类6篇。据此总结现有造模方法,并结合临床指南和专家共识提炼诊断指标,参考相关文献提出的评价体系评估临床吻合度。结果显示:现有模型可分为高度吻合(去椎板/棘突后填充、去椎板/棘突+去韧带/肌肉后填充、自体骨回填)、一般吻合(尼龙带硬膜捆扎法、可调螺钉、固定+切除韧带/肌肉)及低度吻合(气囊法、可调气囊、双足直立、切除韧带/肌肉、钢丝环扎)3类一致性等级。整体来看,这些模型在结构构建方面表现较好,但在临床诊断逻辑和中医证候再现上存在明显不足。未来研究应在现有模型基础上,强化证候表型采集,丰富中医维度评价体系;引入多因素协同建模策略,拓展证候层面的模拟深度。本文旨在分析可真实反映疾病发病机制、契合中西医临床实际且具备广泛应用潜力的LSS动物模型,以期缩小实验发现与临床实践之间的转化差距。
中图分类号:
何苗,张旭兴,吴刚,等. 基于中西医临床病证特点的腰椎管狭窄症动物模型分析[J]. 实验动物与比较医学, 2026, 46(4): 541-552. DOI: 10.12300/j.issn.1674-5817.2025.131.
HE Miao,ZHANG Xuxing,WU Gang,et al. Analysis of Animal Models of Lumbar Spinal Stenosis Based on Clinical Characteristics of Traditional Chinese and Western Medicine[J]. Laboratory Animal and Comparative Medicine, 2026, 46(4): 541-552. DOI: 10.12300/j.issn.1674-5817.2025.131.
分类 Category | 指标 Indicators | 临床特点 Clinical characteristics |
|---|---|---|
核心指标 Core indicators | ① 间歇性跛行 ② MRI、CT脊髓造影、CT检查异常 | 患者步行后出现下肢疼痛或乏力,休息后缓解 明确显示腰椎管狭窄及神经受压情况,MRI检查结果显示马尾神经冗余征、沉降征,负重位MRI检查可进一步动态评估腰椎管狭窄与神经受压程度 |
直接相关指标 Directly related indicators | ③ 疼痛 ④ 感觉障碍 ⑤ 运动功能受损 ⑥ X射线检查异常 | 主要表现为下肢放射性疼痛。体位依赖性明显,患者行走或久站时加重,坐位或前屈时缓解;腰背痛多轻微且进展缓慢 患者出现下肢、臀部及会阴部的感觉减退,严重者可伴二便障碍 患者表现为下肢肌肉萎缩、肌力下降,平衡障碍,深腱反射减弱 用于筛查。可见关节突异常肥大或不对称,腰椎间隙变窄,椎体骨赘形成、滑移及椎曲异常等 |
间接相关指标 Indirectly related indicators | ⑦ 体格检查异常 ⑧ F波、H反射、运动诱发电位、运动神经传导速度和躯体感觉诱发电位等 | 直腿抬高试验及双下肢病理反射多为阴性,部分腰过伸试验、闭目直立试验可呈阳性 评估神经功能状态。多表现为潜伏期延长,波幅降低 |
表1 腰椎管狭窄症的现代医学诊断标准及临床特点
Table 1 Modern medical diagnostic criteria and clinical characteristics of lumbar spinal stenosis
分类 Category | 指标 Indicators | 临床特点 Clinical characteristics |
|---|---|---|
核心指标 Core indicators | ① 间歇性跛行 ② MRI、CT脊髓造影、CT检查异常 | 患者步行后出现下肢疼痛或乏力,休息后缓解 明确显示腰椎管狭窄及神经受压情况,MRI检查结果显示马尾神经冗余征、沉降征,负重位MRI检查可进一步动态评估腰椎管狭窄与神经受压程度 |
直接相关指标 Directly related indicators | ③ 疼痛 ④ 感觉障碍 ⑤ 运动功能受损 ⑥ X射线检查异常 | 主要表现为下肢放射性疼痛。体位依赖性明显,患者行走或久站时加重,坐位或前屈时缓解;腰背痛多轻微且进展缓慢 患者出现下肢、臀部及会阴部的感觉减退,严重者可伴二便障碍 患者表现为下肢肌肉萎缩、肌力下降,平衡障碍,深腱反射减弱 用于筛查。可见关节突异常肥大或不对称,腰椎间隙变窄,椎体骨赘形成、滑移及椎曲异常等 |
间接相关指标 Indirectly related indicators | ⑦ 体格检查异常 ⑧ F波、H反射、运动诱发电位、运动神经传导速度和躯体感觉诱发电位等 | 直腿抬高试验及双下肢病理反射多为阴性,部分腰过伸试验、闭目直立试验可呈阳性 评估神经功能状态。多表现为潜伏期延长,波幅降低 |
证型 Syndrome type | 临床表现 Clinical characteristics | 舌脉 Tongue and pulse |
|---|---|---|
风寒痹阻证 Wind-cold obstruction syndrome | 腰腿酸痛、沉重、拘紧;遇冷加重,得热痛缓 | 舌淡苔白腻,脉浮紧或沉紧 |
气虚血瘀证 Qi deficiency and blood stasis syndrome | 腰背痛缠绵、不耐久坐,乏力,面色少华,下肢麻木 | 舌淡紫或见瘀点,苔薄,脉细涩 |
肝肾亏虚证 Liver and kidney deficiency syndrome | 腰腿酸痛无力;遇劳更甚,卧则减轻;疲倦;肌肉瘦削 | 舌淡苔少,脉沉细弱 |
痰湿阻滞证 Phlegm-dampness obstruction syndrome | 腰腿沉重疼痛,伴下肢麻木微肿;站立加重,卧床减轻; 多体型肥胖;胸闷、气短;困倦 | 舌胖大或有齿痕,苔厚腻,脉滑或沉濡 |
表2 腰椎管狭窄症的中医诊断标准及临床特点
Table 2 Traditional Chinese medicine diagnostic criteria and clinical characteristics of lumbar spinal stenosis
证型 Syndrome type | 临床表现 Clinical characteristics | 舌脉 Tongue and pulse |
|---|---|---|
风寒痹阻证 Wind-cold obstruction syndrome | 腰腿酸痛、沉重、拘紧;遇冷加重,得热痛缓 | 舌淡苔白腻,脉浮紧或沉紧 |
气虚血瘀证 Qi deficiency and blood stasis syndrome | 腰背痛缠绵、不耐久坐,乏力,面色少华,下肢麻木 | 舌淡紫或见瘀点,苔薄,脉细涩 |
肝肾亏虚证 Liver and kidney deficiency syndrome | 腰腿酸痛无力;遇劳更甚,卧则减轻;疲倦;肌肉瘦削 | 舌淡苔少,脉沉细弱 |
痰湿阻滞证 Phlegm-dampness obstruction syndrome | 腰腿沉重疼痛,伴下肢麻木微肿;站立加重,卧床减轻; 多体型肥胖;胸闷、气短;困倦 | 舌胖大或有齿痕,苔厚腻,脉滑或沉濡 |
模型分类 Model types | 造模方法 Modeling methods | 模型的优缺点 Model advantages and disadvantages | 吻合度 Concordance |
|---|---|---|---|
| 急性狭窄 Acute stenosis | |||
| 硅胶块/片法 Silicone block/sheet implantation | |||
去椎板/棘突后填充 Laminectomy/spinous process removal with silicone filling | 在腰椎L5进行椎板切除术后,将一块硅胶块插入L4和L5之间[ | 优点:成功率高、狭窄程度易控制; 缺点:植入物易诱发异物反应,椎板切除可能引发瘢痕形成、组织粘连等干扰因素[ | 符合西医诊断标准:①②④⑤,共70%; 符合中医诊断标准:主证:①②,共40% |
去椎板/棘突+去韧带/肌肉后填充 Laminectomy/spinous process+ligament/muscle removal with silicone filling | 切除L4~L6棘上、棘间韧带的同时钳除S1棘突[ | 优点:体积固定,压迫程度稳定; 缺点:操作损伤大,术后恢复慢,去除黄韧带与肌肉组织可能造成不必要的广泛组织损伤 | 符合西医诊断标准:①②③④⑤⑥⑧,共95%; 符合中医诊断标准:主证①②,共40% |
尼龙带硬膜捆扎法 Delamarter stenosis band method | 咬除L7棘突与椎板,暴露硬膜囊与双侧神经根,结合L7水平椎管参数确定狭窄程度后,用动脉夹在L7水平夹闭狭窄带以压迫硬膜囊及双侧L7神经根[ | 优点:可在不同个体中设定不同压迫等级,实现椎管狭窄程度的定量模拟[ 缺点:手术需切除广泛椎板,易致瘢痕形成,干扰实验判定[ | 符合西医诊断标准:①④⑤⑧,共50%; 符合中医诊断标准:主证②;次证①,共30% |
气囊法 Balloon compression method | 切断L6椎板周围韧带后,经无创伤丝引导,将两根福格蒂取栓导管置于其下,导管尖端固定在L5棘突,球囊位于L6椎板下方,注入空气形成阻滞;经蛛网膜下腔造影确认狭窄位置,完成腰椎管狭窄症模型建立[ | 优点:压迫程度可调,可根据实验需要确定狭窄严重度;保留椎管结构,减少术后干扰[ 缺点:导管定位难度高,依赖动物解剖差异;压强易受气囊材质与密封性影响,稳定性欠佳 | 符合西医诊断标准:⑧,共5%; 符合中医诊断标准:无,共0% |
| 慢性狭窄Chronic stenosis | |||
| 体积可调填充 Volume-adjustable filling | |||
可调气囊 Adjustable balloon compression method | 切断L6~L7棘上、棘间韧带后,将导管球囊插入L7椎管中下1/3处并将导管固定于L6棘突。经皮下隧道将导管另一端从头侧引出,使用压力传感器控制注液、放液的时间分配及测量囊内压[ | 优点:压迫程度连续可调,可模拟同一大鼠的狭窄慢性进展过程;创伤小,造模稳定; 缺点:装置依赖性高,操作复杂[ | 符合西医诊断标准:⑥⑧,共15%; 符合中医诊断标准:无,共0% |
可调螺钉 Adjustable screw compression | 切除L1椎板及关节突后,将压迫钢板置于脊髓表面,内固定器械连接胸椎T12和L2骨点,螺钉从内固定器械小孔内拧入至螺钉前端接触钢板。术后第1天起每3~4 d旋紧螺钉1/4圈,逐步加压至出现瘫痪表现[ | 优点:压迫过程连续可调,可模拟疾病进展过程[ 缺点:创伤大,操作技术要求高[ | 符合西医诊断标准:①④⑤⑥,共55%; 符合中医诊断标准:主证①②,共40% |
| 黄韧带肥厚 Ligamentum flavum hypertrophy | |||
双足直立 Bipedal standing | 利用小鼠的恐水症诱导其采取双足站立姿势。实验小鼠保持双足站立,每天站立8 h[ | 优点:操作简便,避免手术干扰[ 缺点:周期长,成模情况不可控,存在个体差异[ | 符合西医诊断标准:无; 符合中医诊断标准:无 |
切除韧带/肌肉 Ligament/muscle resection | L5和L6棘突完全切除,双侧L5/L6小关节的半研磨,切除整个L5~L6椎旁肌,直到椎板暴露[ | 优点:通过破坏后柱支持结构诱导节段不稳,模型形态直观、操作可控; 缺点:创伤大,出血多[ | 符合西医诊断标准:⑤⑥,共20%; 符合中医诊断标准:主证②,共20% |
固定+切除韧带/肌肉 Fixation combined with ligament/muscle removal | 电钻在棘突的根部穿孔,钢丝从钻孔部位穿出,收紧并固定在L3~L4的棘突和棘突周围。用同样的操作固定L5~L6。切除L4~L5椎间韧带[ | 优点:通过邻近节段融合与中间节段软组织破坏诱发节段性过度活动,模拟力学失衡与应力异常集中的慢性狭窄机制,结构改变直观; 缺点:创伤较大,需要较为精细的手术操作[ | 符合西医诊断标准:②⑤⑥,共45%; 符合中医诊断标准:主证②,共20% |
自体骨回填 Autologous bone backfilling | 咬除L5棘突,磨钻切除椎板形成缺损,将切下的棘突椎板剪成碎骨粒回植于椎板缺损处[ | 优点:免疫排斥风险低;骨质增生及纤维化过程更接近临床退变性椎管狭窄形成机制; 缺点:操作复杂;骨组织吸收与再生速率存在个体差异,影响模型稳定性与形成周期,狭窄程度难以标准化[ | 符合西医诊断标准:①②④⑤⑥⑧,共85%; 符合中医诊断标准:主证②③,共40% |
钢丝环扎 Steel wire cerclage method | 大鼠3周龄时将不锈钢板放置于其L5处,并用不锈钢丝将其紧紧固定在脊柱上。之后在常规实验室条件下饲养大鼠一年[ | 优点:硬件移位风险小;可长期稳定地模拟慢性椎管狭窄过程[ 缺点:周期长,成本高;手术时周龄小,操作难度大,对生理影响可能较大[ | 符合西医诊断标准:⑧,共5%; 符合中医诊断标准:无,共0% |
表3 腰椎管狭窄症动物模型及吻合度
Table 3 Animal models of lumbar spinal stenosis and their concordance
模型分类 Model types | 造模方法 Modeling methods | 模型的优缺点 Model advantages and disadvantages | 吻合度 Concordance |
|---|---|---|---|
| 急性狭窄 Acute stenosis | |||
| 硅胶块/片法 Silicone block/sheet implantation | |||
去椎板/棘突后填充 Laminectomy/spinous process removal with silicone filling | 在腰椎L5进行椎板切除术后,将一块硅胶块插入L4和L5之间[ | 优点:成功率高、狭窄程度易控制; 缺点:植入物易诱发异物反应,椎板切除可能引发瘢痕形成、组织粘连等干扰因素[ | 符合西医诊断标准:①②④⑤,共70%; 符合中医诊断标准:主证:①②,共40% |
去椎板/棘突+去韧带/肌肉后填充 Laminectomy/spinous process+ligament/muscle removal with silicone filling | 切除L4~L6棘上、棘间韧带的同时钳除S1棘突[ | 优点:体积固定,压迫程度稳定; 缺点:操作损伤大,术后恢复慢,去除黄韧带与肌肉组织可能造成不必要的广泛组织损伤 | 符合西医诊断标准:①②③④⑤⑥⑧,共95%; 符合中医诊断标准:主证①②,共40% |
尼龙带硬膜捆扎法 Delamarter stenosis band method | 咬除L7棘突与椎板,暴露硬膜囊与双侧神经根,结合L7水平椎管参数确定狭窄程度后,用动脉夹在L7水平夹闭狭窄带以压迫硬膜囊及双侧L7神经根[ | 优点:可在不同个体中设定不同压迫等级,实现椎管狭窄程度的定量模拟[ 缺点:手术需切除广泛椎板,易致瘢痕形成,干扰实验判定[ | 符合西医诊断标准:①④⑤⑧,共50%; 符合中医诊断标准:主证②;次证①,共30% |
气囊法 Balloon compression method | 切断L6椎板周围韧带后,经无创伤丝引导,将两根福格蒂取栓导管置于其下,导管尖端固定在L5棘突,球囊位于L6椎板下方,注入空气形成阻滞;经蛛网膜下腔造影确认狭窄位置,完成腰椎管狭窄症模型建立[ | 优点:压迫程度可调,可根据实验需要确定狭窄严重度;保留椎管结构,减少术后干扰[ 缺点:导管定位难度高,依赖动物解剖差异;压强易受气囊材质与密封性影响,稳定性欠佳 | 符合西医诊断标准:⑧,共5%; 符合中医诊断标准:无,共0% |
| 慢性狭窄Chronic stenosis | |||
| 体积可调填充 Volume-adjustable filling | |||
可调气囊 Adjustable balloon compression method | 切断L6~L7棘上、棘间韧带后,将导管球囊插入L7椎管中下1/3处并将导管固定于L6棘突。经皮下隧道将导管另一端从头侧引出,使用压力传感器控制注液、放液的时间分配及测量囊内压[ | 优点:压迫程度连续可调,可模拟同一大鼠的狭窄慢性进展过程;创伤小,造模稳定; 缺点:装置依赖性高,操作复杂[ | 符合西医诊断标准:⑥⑧,共15%; 符合中医诊断标准:无,共0% |
可调螺钉 Adjustable screw compression | 切除L1椎板及关节突后,将压迫钢板置于脊髓表面,内固定器械连接胸椎T12和L2骨点,螺钉从内固定器械小孔内拧入至螺钉前端接触钢板。术后第1天起每3~4 d旋紧螺钉1/4圈,逐步加压至出现瘫痪表现[ | 优点:压迫过程连续可调,可模拟疾病进展过程[ 缺点:创伤大,操作技术要求高[ | 符合西医诊断标准:①④⑤⑥,共55%; 符合中医诊断标准:主证①②,共40% |
| 黄韧带肥厚 Ligamentum flavum hypertrophy | |||
双足直立 Bipedal standing | 利用小鼠的恐水症诱导其采取双足站立姿势。实验小鼠保持双足站立,每天站立8 h[ | 优点:操作简便,避免手术干扰[ 缺点:周期长,成模情况不可控,存在个体差异[ | 符合西医诊断标准:无; 符合中医诊断标准:无 |
切除韧带/肌肉 Ligament/muscle resection | L5和L6棘突完全切除,双侧L5/L6小关节的半研磨,切除整个L5~L6椎旁肌,直到椎板暴露[ | 优点:通过破坏后柱支持结构诱导节段不稳,模型形态直观、操作可控; 缺点:创伤大,出血多[ | 符合西医诊断标准:⑤⑥,共20%; 符合中医诊断标准:主证②,共20% |
固定+切除韧带/肌肉 Fixation combined with ligament/muscle removal | 电钻在棘突的根部穿孔,钢丝从钻孔部位穿出,收紧并固定在L3~L4的棘突和棘突周围。用同样的操作固定L5~L6。切除L4~L5椎间韧带[ | 优点:通过邻近节段融合与中间节段软组织破坏诱发节段性过度活动,模拟力学失衡与应力异常集中的慢性狭窄机制,结构改变直观; 缺点:创伤较大,需要较为精细的手术操作[ | 符合西医诊断标准:②⑤⑥,共45%; 符合中医诊断标准:主证②,共20% |
自体骨回填 Autologous bone backfilling | 咬除L5棘突,磨钻切除椎板形成缺损,将切下的棘突椎板剪成碎骨粒回植于椎板缺损处[ | 优点:免疫排斥风险低;骨质增生及纤维化过程更接近临床退变性椎管狭窄形成机制; 缺点:操作复杂;骨组织吸收与再生速率存在个体差异,影响模型稳定性与形成周期,狭窄程度难以标准化[ | 符合西医诊断标准:①②④⑤⑥⑧,共85%; 符合中医诊断标准:主证②③,共40% |
钢丝环扎 Steel wire cerclage method | 大鼠3周龄时将不锈钢板放置于其L5处,并用不锈钢丝将其紧紧固定在脊柱上。之后在常规实验室条件下饲养大鼠一年[ | 优点:硬件移位风险小;可长期稳定地模拟慢性椎管狭窄过程[ 缺点:周期长,成本高;手术时周龄小,操作难度大,对生理影响可能较大[ | 符合西医诊断标准:⑧,共5%; 符合中医诊断标准:无,共0% |
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